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CIK 1536035

ROUNDY'S, INC.
CIK 0001536035 ยท EDGAR โ†—
cleanelevatedtriggeredno dataplanned
30.5
composite ยท 4 signals ยท ELEVATED

Every card below shows the score and the exact filing data it was computed from โ€” no unexplained numbers. Some signals (P-02, P-03, P-08, P-09, P-10, P-11) pull live documents from SEC EDGAR the first time you view this company; a few of those (P-03, P-10, P-11) use AI to read the filing text, but every AI claim must quote the actual document verbatim or it's discarded โ€” never a guess.

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Signals

P-07 ยท FY 2015-01-03 ยท ELEVATED37.3

Pension underfunding

DB plan 81% funded โ€” -$41M deficit
trend: flat
Trend
Source: 10-K on SEC.gov (filed 2015-03-13) โ†—
Evidence โ€” inputs and thresholds
{
  "benefit_obligation": 217758000,
  "plan_assets": 177094000,
  "funded_ratio": 0.8133,
  "deficit": -40664000,
  "deficit_vs_equity": null,
  "thresholds": {
    "elevated": "<90% funded",
    "triggered": "<80% funded or deficit >25% of equity"
  },
  "stale": false,
  "latest_filing_period": "2015-01-03",
  "source": {
    "url": "https://www.sec.gov/Archives/edgar/data/1536035/000119312515091201/0001193125-15-091201-index.htm",
    "form": "10-K",
    "filed": "2015-03-13"
  }
}
P-12 ยท FY 2015-01-03 ยท ELEVATED38.3

Restatement predictor

F-Score 1.15 โ€” misstatement risk 1.1x the base rate
trend: flat
Trend
Source: 10-K on SEC.gov (filed 2015-03-13) โ†—
Evidence โ€” inputs and thresholds
{
  "f_score": 1.148,
  "probability": 0.00425,
  "components": {
    "rsst": -0.2771,
    "drec": 0.0018,
    "dinv": 0.0056,
    "soft": 0.6616,
    "dcs": 0.1491,
    "droa": -0.3004,
    "issue": 1
  },
  "model": "Dechow et al. 2011, Model 1 (simplified RSST)",
  "thresholds": {
    "elevated": 1,
    "triggered": 1.85
  },
  "stale": false,
  "latest_filing_period": "2015-01-03",
  "source": {
    "url": "https://www.sec.gov/Archives/edgar/data/1536035/000119312515091201/0001193125-15-091201-index.htm",
    "form": "10-K",
    "filed": "2015-03-13"
  }
}
P-01 ยท FY 2015-01-03 ยท CLEAN0.0

Earnings quality

Beneish M-Score -3.87 โ€” no manipulation profile
trend: flat
Trend
Source: 10-K on SEC.gov (filed 2015-03-13) โ†—
Evidence โ€” inputs and thresholds
{
  "m_score": -3.867,
  "threshold": -1.78,
  "ratios": {
    "DSRI": 0.924,
    "GMI": 1,
    "AQI": 0.695,
    "SGI": 1.15,
    "DEPI": 1,
    "SGAI": 1,
    "LVGI": 1.216,
    "TATA": -0.269
  },
  "defaulted_to_neutral": [
    "GMI",
    "SGAI"
  ],
  "sloan_accruals": -0.2771,
  "inputs": {
    "revenue_t": 3855156000,
    "revenue_t1": 3352947000,
    "total_assets_t": 1119354000,
    "net_income_t": -309867000,
    "cfo_t": 47951000
  },
  "stale": false,
  "latest_filing_period": "2015-01-03",
  "source": {
    "url": "https://www.sec.gov/Archives/edgar/data/1536035/000119312515091201/0001193125-15-091201-index.htm",
    "form": "10-K",
    "filed": "2015-03-13"
  }
}
P-05 ยท FY 2013-12-28 ยท CLEAN0.0

Tax arbitrage

ETR 36.0% โ€” within normal range of statutory
trend: flat
Trend
Source: 10-K on SEC.gov (filed 2015-03-13) โ†—
Evidence โ€” inputs and thresholds
{
  "etr_by_year": {
    "2013-12-28": 0.3599
  },
  "statutory_rate": 0.21,
  "gap_by_year": {
    "2013-12-28": -0.1499
  },
  "note": "Low ETR can be fully legitimate; this flags persistence + magnitude for review.",
  "stale": false,
  "latest_filing_period": "2015-01-03",
  "source": {
    "url": "https://www.sec.gov/Archives/edgar/data/1536035/000119312515091201/0001193125-15-091201-index.htm",
    "form": "10-K",
    "filed": "2015-03-13"
  }
}